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POTBELLY CORP Director's Dealing 2016

Mar 8, 2016

32799_dirs_2016-03-08_8b297791-4d23-4ce0-88b6-759f0ab3d837.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2016-03-04

Reporting Person: TURK NANCY F (SVP HR & Corp. Comm.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-04 Non-Qualified Stock Option (right to buy) $13.73 A 21109.0 Acquired 2026-03-04 Common Stock (21109) Direct

Footnotes

F1: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.

F2: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date.

F3: Since the date of the reporting person's last ownership report, she transferred 15,582 shares of Potbelly Corporation common stock and an employee stock option to purchase 72,804 shares of Potbelly Corporation common stock pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any of these transferred securities.