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POTBELLY CORP — Director's Dealing 2016
Mar 8, 2016
32799_dirs_2016-03-08_8b297791-4d23-4ce0-88b6-759f0ab3d837.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2016-03-04
Reporting Person: TURK NANCY F (SVP HR & Corp. Comm.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-04 | Non-Qualified Stock Option (right to buy) | $13.73 | A | 21109.0 | Acquired | 2026-03-04 | Common Stock (21109) | Direct |
Footnotes
F1: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
F2: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date.
F3: Since the date of the reporting person's last ownership report, she transferred 15,582 shares of Potbelly Corporation common stock and an employee stock option to purchase 72,804 shares of Potbelly Corporation common stock pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any of these transferred securities.