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POTBELLY CORP — Director's Dealing 2015
Feb 26, 2015
32799_dirs_2015-02-26_fd5518af-7db0-41ef-9586-98df881100c1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2015-02-19
Reporting Person: Boyer Joshua (Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 718 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $9.60 | 2022-10-30 | Common Stock (5000) | Direct | |
| Stock Options (right to buy) | $9.47 | 2023-03-05 | Common Stock (397) | Direct | |
| Stock Options (right to buy) | $10.59 | 2023-08-05 | Common Stock (15000) | Direct | |
| Stock Options (right to buy) | $20.53 | 2024-03-06 | Common Stock (1272) | Direct |
Footnotes
F1: The stock options were vested and exercisable as to 2,000 shares as of Augsut 27, 2014 and become vested and exercisable in equal installments on August 27, 2015, August 27, 2016 and August 27, 2017.
F2: The stock options were vested and exercisable as to 79 shares as of March 5, 2014 and become vested and exercisable in equal installments on March 5, 2015, March 5, 2016, March 5, 2017 and March 5, 2018.
F3: The stock options were vested and exercisable as to 3,000 shares as of August 5, 2014 and become vested and exercisable in equal installments on August 5, 2015, August 5, 2016, August 5, 2017 and August 5, 2018.
F4: The stock options vest and become exercisable in equal installments on March 6, 2015, March 6, 2016, March 6, 2017 and March 6, 2018.