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POTBELLY CORP — Director's Dealing 2015
Jun 18, 2015
32799_dirs_2015-06-18_5c81f6b3-c028-43bf-9dc7-4a6b06f93b4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2015-06-15
Reporting Person: MORLOCK JOHN B (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-15 | Common Stock | M | 15000.0 | $9.6 | Acquired | 15000 | Direct |
| 2015-06-15 | Common Stock | S | 15000.0 | $13.87 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-15 | Non-Qualified Stock Option (right to buy) | $9.6 | M | 15000.0 | Disposed | 2022-12-03 | Common Stock (15000) | Direct |
Footnotes
F1: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: The Common Stock reported herein as being sold were sold at a range of between $13.72 and $13.98 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F3: The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.
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