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POTBELLY CORP Director's Dealing 2015

Jun 18, 2015

32799_dirs_2015-06-18_5c81f6b3-c028-43bf-9dc7-4a6b06f93b4c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2015-06-15

Reporting Person: MORLOCK JOHN B (SVP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-15 Common Stock M 15000.0 $9.6 Acquired 15000 Direct
2015-06-15 Common Stock S 15000.0 $13.87 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-15 Non-Qualified Stock Option (right to buy) $9.6 M 15000.0 Disposed 2022-12-03 Common Stock (15000) Direct

Footnotes

F1: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2: The Common Stock reported herein as being sold were sold at a range of between $13.72 and $13.98 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

F3: The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.