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POTBELLY CORP Director's Dealing 2014

Nov 6, 2014

32799_dirs_2014-11-06_56395de8-ccbf-4f7d-9d57-a0d119314b83.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2014-11-05

Reporting Person: REVORD MATTHEW J (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-05 Common Stock M 5000 $8 Acquired 5000 Direct
2014-11-05 Common Stock S 5000 $14 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-05 Stock Options (right to buy) $8 M 5000 Disposed 2019-01-22 Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13755 Indirect

Footnotes

F1: These shares were sold in compliance with a trading plan adopted by the reporrting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2: The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.