POTBELLY CORP — Director's Dealing 2013

Oct 3, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2013-10-03

Reporting Person: TURK NANCY F (SVP HR & Corp. Comm.)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20776	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (right to buy)	$8	2018-07-28	Common Stock (50000)		Direct
Stock Options (right to buy)	$8	2019-08-05	Common Stock (1375)		Direct
Stock Options (right to buy)	$7	2020-07-01	Common Stock (3692)		Direct
Stock Options (right to buy)	$7.22	2021-05-10	Common Stock (78043)		Direct

Footnotes

F1: All stock options have vested and become exercisable upon the closing of Potbelly Corporation's initial public offering.

F2: All stock options have vested and are exercisable.