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Post Holdings, Inc. — Director's Dealing 2021
Nov 18, 2021
30948_dirs_2021-11-18_ce925f9d-6f26-44a3-95ea-a159c40e1b43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Post Holdings, Inc. (POST)
CIK: 0001530950
Period of Report: 2021-11-16
Reporting Person: HARPER BRADLY A (SVP, CHIEF ACCTING OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-17 | Common Stock | F | 284 | $105.95 | Disposed | 7461 | Direct |
| 2021-11-17 | Common Stock | F | 304 | $105.95 | Disposed | 7157 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | Restricted Stock Units | $ | A | 2269 | Acquired | 2031-11-16 | Common Stock (2269.0) | Direct |
| 2021-11-16 | Restricted Stock Units | $ | A | 1641 | Acquired | 2031-11-16 | Common Stock (1641.0) | Direct |
| 2021-11-16 | Restricted Stock Units | $ | A | 1172 | Acquired | 2031-11-16 | Common Stock (1172.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 899.83 | Indirect |
Footnotes
F1: Surrender of shares in payment of tax withholding due as a result of the vesting of 634 restricted stock units ("RSUs") in accordance with Rule 16b-3.
F2: Surrender of shares in payment of tax withholding due as a result of the vesting of 679 RSUs in accordance with Rule 16b-3.
F3: Each RSU represents a contingent right to receive one share of Post Holdings, Inc. common stock. The RSUs were granted under the Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "2021 LTIP") in a transaction exempt under Rule 16b-3 and the settlement of the RSUs in shares is subject to shareholder approval of the 2021 LTIP; provided that if such shareholder approval is not obtained, the RSUs will remain outstanding and convert into cash-settled RSUs.
F4: One-half of the RSUs vest on each of the first and second anniversaries of the date of grant without any action on the part of the participant.
F5: One-third of the RSUs vest on each of the first, second, and third anniversaries of the date of grant without any action on the part of the participant.
F6: One-fourth of the RSUs vest on each of the first, second, third and fourth anniversaries of the date of grant without any action on the part of the participant.