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Post Holdings, Inc. — Director's Dealing 2019
Dec 10, 2019
30948_dirs_2019-12-10_0686c8bb-f220-45ca-b53f-5f7268ab2100.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Post Holdings, Inc. (POST)
CIK: 0001530950
Period of Report: 2019-12-06
Reporting Person: VITALE ROBERT V (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-06 | Common Stock | M | 25000 | $31.25 | Acquired | 74064 | Indirect |
| 2019-12-06 | Common Stock | S | 15222 | $108.382 | Disposed | 58842 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-06 | Employee Stock Option (right to buy) | $31.25 | M | 25000 | Disposed | 2022-05-29 | Common Stock (25000.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 317683 | Direct |
| Common Stock | 8910 | Indirect |
| Common Stock | 1452 | Indirect |
Footnotes
F1: Mr. Vitale provided broker discretion to execute any combination of transactions that would result in the exercise of 25,000 stock options, and selling only enough shares to satisfy the exercise price of the stock options and applicable taxes. The remaining shares from the option exercise were held.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.205 to $108.545 per share. Mr. Vitale undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option to purchase 100,000 shares of common stock was awarded on May 29, 2012 under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vested in equal increments over three years. 50,000 stock options remain exercisable under the award.