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POPULAR, INC. — Director's Dealing 2023
Mar 1, 2023
30696_dirs_2023-03-01_abab197f-7990-42b0-b149-21666c661415.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POPULAR, INC. (BPOP)
CIK: 0000763901
Period of Report: 2023-02-27
Reporting Person: CHINEA MANUEL (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-27 | Common Stock Par Value $0.01 per share | A | 3401 | $0.00 | Acquired | 31652.95 | Direct |
| 2023-02-27 | Common Stock Par Value $0.01 per share | F | 1371 | $71.56 | Disposed | 30281.95 | Direct |
| 2023-02-27 | Common Stock Par Value $0.01 per share | A | 4449 | $0.00 | Acquired | 34730.95 | Direct |
| 2023-02-27 | Common Stock Par Value $0.01 per share | F | 1825 | $71.56 | Disposed | 32905.95 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock Par Value $0.01 per share (3125.83) | 3125.83 | Direct |
Footnotes
F1: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. The award vests in equal annual installments on each of February 23, 2024, 2025, 2026, 2027.
F2: Includes 224.396 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.
F3: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock
F4: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.