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POPULAR, INC. — Director's Dealing 2022
Feb 24, 2022
30696_dirs_2022-02-24_5e9fa343-9513-4a12-8f8e-f8d458f9d030.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POPULAR, INC. (BPOP)
CIK: 0000763901
Period of Report: 2022-02-22
Reporting Person: CARRION RICHARD L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-22 | Common Stock Par Value $0.01 per share | A | 15310 | $0.00 | Acquired | 223022 | Direct |
| 2022-02-22 | Common Stock Par Value $0.01 per share | F | 5054 | $89.43 | Disposed | 217968 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Par Value $0.01 per share | 74467 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock Par Value $0.01 per share (0) | 7343 | Direct |
Footnotes
F1: Shares acquired represent common stock earned pursuant to a grant of Performance Shares awarded on February 14, 2019 while the reporting person was the Executive Chairman of the Issuer.
F2: Represents Mr. Carrion's indirect ownership in the shares of Popular, Inc. owned by Junior Investment Corporation in which he has approximately 22.0140% interest.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.