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POPULAR, INC. — Director's Dealing 2021
Jan 19, 2021
30696_dirs_2021-01-19_07b28e28-4610-497a-a5c3-cc1d4219ea82.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: POPULAR, INC. (BPOP)
CIK: 0000763901
Period of Report: 2020-12-31
Reporting Person: CHINEA MANUEL (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock Par Value $0.01 per share | J | 812.879 | $0.00 | Acquired | 30804.708 | Direct |
| 2020-12-31 | Common Stock Par Value $0.01 per share | J | 1.147 | $0.00 | Acquired | 30805.855 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Phantom Stock | $ | J | 81.578 | Acquired | Common Stock Par Value $0.01 per share (81.578) | Direct |
Footnotes
F1: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.
F2: Shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.
F3: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.
F4: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.