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POPULAR, INC. — Director's Dealing 2021
May 10, 2021
30696_dirs_2021-05-10_312b59b3-9de0-43df-9d0d-ef5e8b7edd36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POPULAR, INC. (BPOP)
CIK: 0000763901
Period of Report: 2021-05-06
Reporting Person: CARRION RICHARD L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-06 | Common Stock Par Value $0.01 per share | $ | A | 1582 | Acquired | Common Stock Par Value $0.01 per share (1582) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Par Value $0.01 per share | 232998 | Direct |
| Common Stock Par Value $0.01 per share | 215.764 | Indirect |
| Common Stock Par Value $0.01 per share | 74467 | Indirect |
Footnotes
F1: Shares held by the estate of Mr. Carrion's deceased spouse.
F2: Represents Mr. Carrion's indirect ownership in the shares of Popular, Inc. owned by Junior Investment Corporation in which he has approximately 22.0140% interest.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.
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