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POPULAR, INC. — Director's Dealing 2019
Feb 14, 2019
30696_dirs_2019-02-14_2611e879-f8a6-4e28-b3a9-af3b37912f06.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: POPULAR INC (BPOP)
CIK: 0000763901
Period of Report: 2018-12-31
Reporting Person: CARRION RICHARD L (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock Par Value $0.01 per share | J | 830.877 | $0.00 | Acquired | 178958.646 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Par Value $0.01 per share | 3223 | Indirect |
| Common Stock Par Value $0.01 per share | 81955 | Indirect |
| Common Stock Par Value $0.01 per share | 208 | Indirect |
Footnotes
F1: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
F2: Amount of securities beneficially owned as of December 31, 2018 reflects a reduction of 848.562 shares incorrectly included as part of the reporting person's holdings.
F3: Includes 3,200 shares previously held through the estate of Mr. Carrion's deceased spouse which were distributed to Mr. Carrion's son on December 11, 2018, as part of the liquidation of the estate of the deceased spouse.
F4: Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.
F5: Shares held by the estate of Mr. Carrion's deceased spouse.