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POPULAR, INC. — Director's Dealing 2018
Jan 30, 2018
30696_dirs_2018-01-30_6993f7ad-c936-41b1-ac14-eb6c6f02f0dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POPULAR INC (BPOP)
CIK: 0000763901
Period of Report: 2018-01-26
Reporting Person: GUERRERO JUAN (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-26 | Restricted Stock Units | $0.00 | A | 1398 | Acquired | Common Stock Par Value $0.01 per share (1398) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Par Value $0.01 per share | 42637.448 | Direct |
| Common Stock Par Value $0.01 per share | 10 | Indirect |
Footnotes
F1: Includes 362.463 shares acquired since Mr. Guerrero's last Form, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.
F2: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.
F3: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.