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POPULAR, INC. — Director's Dealing 2018
May 1, 2018
30696_dirs_2018-05-01_daed70f8-44c5-4671-af4e-f88d8d67fef8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POPULAR INC (BPOP)
CIK: 0000763901
Period of Report: 2018-04-29
Reporting Person: CHINEA MANUEL (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-29 | Common Stock Par Value $0.01 per share | F | 238 | $47.87 | Disposed | 18919.332 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-23 | Phantom Stock | $ | J | 15.291 | Acquired | Common Stock Par Value $0.01 per share (15.291) | Direct |
Footnotes
F1: Includes 103.128 shares acquired since Mr. Chinea's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act
F2: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.
F3: Shares acquired under the Popular North America Deferral Plan pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
F4: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.