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POPULAR, INC. — Director's Dealing 2015
Nov 6, 2015
30696_dirs_2015-11-06_76b00921-ea3e-4509-af82-c16d37ecd9fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POPULAR INC (BPOP)
CIK: 0000763901
Period of Report: 2015-11-04
Reporting Person: Ferre Maria Luisa (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-04 | Common Stock Par Value $0.01 per share | A | 270 | $0.00 | Acquired | 27443 | Direct |
| 2015-11-05 | Common Stock Par Value $0.01 per share | S | 296164 | $29.39 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 8.25% Non-Cumulative Monthly Income Preferred Stock Series B | 4175 | Indirect |
| Common Stock Par Value $0.01 per share | 43739 | Indirect |
| Common Stock Par Value $0.01 per share | 297 | Indirect |
Footnotes
F1: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.
F2: This price is a weighted average price. These shares were sold in multiple transactions ranging from $29.22 to $29.84, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: GFR Media, LLC (formerly El Dia Inc) is 100% owned by FRG, Inc.
F4: Ms. Ferre is the President and a Trustee of The Luis A. Ferre Foundation, Inc.
F5: Ranfe, Inc. is 100% owned by the Ferre Rangel siblings.