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POPULAR, INC. — Director's Dealing 2013
May 22, 2013
30696_dirs_2013-05-22_28871662-8280-476a-afd5-74524b4111c6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: POPULAR INC (BPOP)
CIK: 0000763901
Period of Report: 2005-02-16
Reporting Person: CARRION RICHARD L (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-02-16 | Common Stock | A | 60689 | $0.00 | Acquired | 672525 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51216 | Indirect |
| Common Stock | 2000 | Indirect |
| Common Stock | 1704535 | Indirect |
Footnotes
F1: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restrictions on such restricted stock lapse upon retirement of the executive officers.
F2: Represents Mr. Carrion's ownership of 18.27% in Junior Investment ("Junior Investment") Corporation, which owned 9,329,692 shares as of the date of the original filing.
F3: This amended filing is being made solely to correct Mr. Carrion's indirect ownership in Popular, Inc. Common Stock as a result of his ownership in Junior Investment Corporation ("Junior Investment"). In January 2005, Junior Investment effected a recapitalization pursuant to which it issued shares of preferred stock to one of its shareholders in exchange for a portion of such shareholder's common stock in Junior Investment. As a result of this transaction and the corresponding reduction in the common stock of Junior Investment outstanding, Mr. Carrion's ownership interest in Junior Investment increased from 17.89% to 18.27%.