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Polaris Inc. — Director's Dealing 2021
Feb 26, 2021
31297_dirs_2021-02-26_82591078-1cf5-48fb-a752-5a8915aea45c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Polaris Inc. (PII)
CIK: 0000931015
Period of Report: 2021-02-24
Reporting Person: Dougherty Michael D. (President-Motorcycles & Int'l)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-24 | Common Stock | M | 19000 | $70.18 | Acquired | 38448 | Direct |
| 2021-02-24 | Common Stock | S | 19000 | $125.00 | Disposed | 19448 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-24 | Employee Stock Options (right to buy) | $70.18 | M | 19000 | Disposed | 2026-01-27 | Common Stock (19000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29837 | Indirect |
| Common Stock | 3321 | Indirect |
| Common Stock | 3349 | Indirect |
| Common Stock | 4712 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2021.
F2: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
F3: Shares held by son in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting
person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the
beneficiaries.
F4: Shares held by daughter in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
F5: Estimate of the number of shares held in the reporting person's ESOP fund as of February 24, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
F6: The option vested in two equal installments on January 27, 2018 and January 27, 2020.