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Polaris Inc. — Director's Dealing 2011
Feb 2, 2011
31297_dirs_2011-02-02_25790734-d4c5-4de4-980b-863ab076188e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POLARIS INDUSTRIES INC/MN (PII)
CIK: 0000931015
Period of Report: 2011-01-31
Reporting Person: Homan Matthew J. (VP Off-Road Vehicles)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-31 | Common Stock | M | 8000 | $43.57 | Acquired | 11953 | Direct |
| 2011-01-31 | Common Stock | S | 8000 | $75.17 | Disposed | 3953 | Direct |
| 2011-02-02 | Common Stock | M | 12500 | $19.80 | Acquired | 16453 | Direct |
| 2011-02-02 | Common Stock | S | 12500 | $77.10 | Disposed | 3953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-31 | Employee Stock Options (Right to Buy) | $76.92 | A | 18000 | Acquired | 2021-01-31 | Common Stock (18000) | Direct |
| 2011-01-31 | Employee Stock Options (Right to Buy) | $43.57 | M | 8000 | Disposed | 2018-01-31 | Common Stock (8000) | Direct |
| 2011-02-02 | Employee Stock Options (Right to Buy) | $19.80 | M | 12500 | Disposed | 2019-02-02 | Common Stock (12500) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2010.
F2: Reflects the weighted average price of 8,000 shares of Common Stock sold by the reporting person in multiple transactions on January 31, 2011 with sale prices ranging from $75.07 to $75.32 per share inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 12,500 shares of Common Stock sold by the reporting person in multiple transactions on February 2, 2011 with sale prices ranging from $76.93 to $77.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The option vests in two equal installments on January 31, 2013 and January 31, 2015.