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PNC FINANCIAL SERVICES GROUP, INC. — Director's Dealing 2017
Mar 2, 2017
29908_dirs_2017-03-02_6f9f0231-dbd1-4832-bcfa-c873fb7eb05a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PNC FINANCIAL SERVICES GROUP, INC. (PNC)
CIK: 0000713676
Period of Report: 2017-02-28
Reporting Person: DEMCHAK WILLIAM S (President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | $5 Par Common Stock | M | 165442 | $31.07 | Acquired | 656289 | Direct |
| 2017-02-28 | $5 Par Common Stock | S | 165442 | $127.1028 | Disposed | 490847 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Employee Stock Option (Right-to-Buy) | $31.07 | M | 165442 | Disposed | 2019-02-12 | $5 Par Common Stock (165442) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $5 Par Common Stock | 2089 | Indirect |
Footnotes
F1: Represents the weighted average price of shares sold in multiple transactions with prices ranging from $126.66 to $127.37. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
F2: The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting
person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly
allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the
remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 12 shares indirectly acquired for the
account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the
date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund
investment option that are deemed to be invested in PNC common stock may vary from time to time.
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