AI assistant
PNC FINANCIAL SERVICES GROUP, INC. — Director's Dealing 2012
Aug 23, 2012
29908_dirs_2012-08-23_889eb20a-00a5-4aee-95ee-02d360b9674b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PNC FINANCIAL SERVICES GROUP, INC. (PNC)
CIK: 0000713676
Period of Report: 2012-08-21
Reporting Person: Hall Neil F (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-21 | $5 Par Common Stock | M | 4217 | $53.43 | Acquired | 31708 | Direct |
| 2012-08-21 | $5 Par Common Stock | M | 5490 | $54.20 | Acquired | 37198 | Direct |
| 2012-08-21 | $5 Par Common Stock | M | 6242 | $54.905 | Acquired | 43440 | Direct |
| 2012-08-21 | $5 Par Common Stock | S | 15949 | $62.50 | Disposed | 27491 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-21 | Employee Stock Option (Right-to-Buy) Reload | $54.20 | M | 5490 | Disposed | 2013-01-03 | $5 Par Common Stock (5490) | Direct |
| 2012-08-21 | Employee Stock Option (Right-to-Buy) Reload | $53.43 | M | 4217 | Disposed | 2013-01-03 | $5 Par Common Stock (4217) | Direct |
| 2012-08-21 | Employee Stock Option (Right-to-Buy) Reload | $54.905 | M | 6242 | Disposed | 2013-01-03 | $5 Par Common Stock (6242) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $5 Par Common Stock | 6742 | Indirect |
Footnotes
F1: Option Exercise and sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 23, 2012.
F2: Includes an aggregate of 112 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Also includes an aggregate of 43 shares acquired by the reporting person through PNC's Employee Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 84 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.