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PNC FINANCIAL SERVICES GROUP, INC. — Director's Dealing 2011
Feb 10, 2011
29908_dirs_2011-02-10_5d4a5165-5c04-40ad-ab28-09bd07caa911.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PNC FINANCIAL SERVICES GROUP INC (PNC)
CIK: 0000713676
Period of Report: 2011-02-08
Reporting Person: JOHNSON RICHARD J (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-08 | $5 Par Common Stock | A | 9000 | $0.00 | Acquired | 89252 | Direct |
| 2010-06-30 | $5 Par Common Stock | J | 442 | $53.675 | Acquired | 80252 | Direct |
| 2010-01-29 | $5 Par Common Stock | J | 26 | $55.43 | Acquired | 1564 | Indirect |
| 2010-04-26 | $5 Par Common Stock | J | 2 | $69.23 | Acquired | 1566 | Indirect |
| 2010-06-30 | $5 Par Common Stock | J | 140 | — | Acquired | 1706 | Indirect |
| 2010-07-24 | $5 Par Common Stock | J | 3 | $60.40 | Acquired | 1709 | Indirect |
| 2010-10-24 | $5 Par Common Stock | J | 3 | $54.14 | Acquired | 1712 | Indirect |
| 2011-01-24 | $5 Par Common Stock | J | 3 | $60.92 | Acquired | 1715 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-26 | Phantom Stock Unit | $ | J | 3 | Acquired | $5 Par Common Stock (3) | Indirect | |
| 2010-01-25 | Phantom Stock Unit | $ | J | 7 | Acquired | $5 Par Common Stock (7) | Indirect | |
| 2010-04-26 | Phantom Stock Unit | $ | J | 6 | Acquired | $5 Par Common Stock (6) | Indirect | |
| 2010-07-24 | Phantom Stock Unit | $ | J | 7 | Acquired | $5 Par Common Stock (7) | Indirect | |
| 2010-10-24 | Phantom Stock Unit | $ | J | 8 | Acquired | $5 Par Common Stock (8) | Indirect | |
| 2011-01-24 | Phantom Stock Unit | $ | J | 7 | Acquired | $5 Par Common Stock (7) | Indirect | |
| 2009-10-26 | Phantom Stock Unit | $ | J | 2 | Acquired | $5 Par Common Stock (2) | Indirect | |
| 2010-01-25 | Phantom Stock Unit | $ | J | 2 | Acquired | $5 Par Common Stock (2) | Indirect | |
| 2010-04-26 | Phantom Stock Unit | $ | J | 1 | Acquired | $5 Par Common Stock (1) | Indirect | |
| 2010-07-24 | Phantom Stock Unit | $ | J | 2 | Acquired | $5 Par Common Stock (2) | Indirect | |
| 2010-10-24 | Phantom Stock Unit | $ | J | 2 | Acquired | $5 Par Common Stock (2) | Indirect | |
| 2011-01-24 | Phantom Stock Unit | $ | J | 2 | Acquired | $5 Par Common Stock (2) | Indirect |
Footnotes
F1: On January 15, 2008, the Personnel and Compensation Committee of the PNC Board of Directors granted an incentive performance unit opportunity to the reporting person. The grant was expressed as a "target" number of share units, and was adjusted for dividend equivalents over the three-year performance period. Subject to the Committee's discretion, the reporting person is eligible to receive shares of PNC common stock (if PNC meets specified performance criteria up to the target level) and/or cash (if the performance criteria exceeds the target level). PNC exceeded the target level performance criteria, which resulted in the vesting of 9,000 shares of PNC common stock.
F2: Acquisition of stock pursuant the PNC Employee Stock Purchase Plan.
F3: Dividend reinvestment shares acquired under the PNC Incentive Savings Plan.
F4: Shares acquired under the PNC Incentive Savings Plan at various prices ranging from $51.03 to $66.99.
F5: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock.
F6: Phantom Stock Units received as dividend equivalents under the PNC Deferred Compensation Plan.
F7: Phantom Stock Units will be settled in cash upon distribution from the reporting person's plan account and generally do not expire.
F8: Phantom Stock Units received as dividend equivalents under the PNC Supplemental Incentive Savings Plan.