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Pluri Inc.

Regulatory Filings Jun 7, 2016

6990_rns_2016-06-06_63e111d6-1909-406a-9a15-0e3da08b57c1.pdf

Regulatory Filings

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1

(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE

COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL Estimated average

  1. Name and Address of Reporting Person* SHORRER DORON 0001268788 (Last) (First) (Middle) 33 KHORE HADOROT ST (Street) JERUSALEM L3 93393 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol PLURISTEM THERAPEUTICS INC [ PSTI ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 3. Date of Earliest Transaction (Month/Day/Year) 05/30/2016 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person
Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date, if
any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A)
or Disposed Of (D) (Instr.
3, 4 and 5)
5. Amount of
Securities
Beneficially
Owned
Following
6.
Ownership
Form:
Direct (D)
or Indirect
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A)
or
(D)
Price Reported
Transaction
(s) (Instr. 3
and 4)
(I) (Instr.
4)
Common Stock 05/30/2016 S(2) 12,346 D \$1.5215
(1)
570,208 I By Shorrer
International
Ltd
Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
3A. Deemed
4.
5.
Date
Execution Date, if
Transaction
Number
(Month/Day/Year)
any
Code (Instr.
of
(Month/Day/Year)
8)
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3,
4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security (Instr.
3 and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number
of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares

Explanation of Responses:

  1. The sale was effected on the Tel Aviv Stock Exchange in New Israeli Shekels (NIS) for a per share sales price of NIS 5.85, which per share purchase price has been reported on this Form 4 in U.S. dollars based on an exchange rate of NIS 3.845 per U.S. dollar.

  2. The reporting person's sale of 12,346 shares of PSTI common stock reported herein is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the reporting person's purchase of 12,346 shares of PSTI common stock reported on February 17, 2016. The reporting person has paid PSTI, \$8,816.28 representing the full amount of the profit realized in connection with these short-swing transactions. Remarks:

/s/ Doron Shorrer 06/06/2016

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

OMB Number: 3235-0287 burden hours per response 0.5

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