AI assistant
Pluri Inc. — Director's Dealing 2014
Jan 21, 2014
6990_rns_2014-01-21_53ee1962-5dff-4865-b798-2378b735874b.pdf
Director's Dealing
Open in viewerOpens in your device viewer
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Expires: December 31, 2014 Estimated average burden hours 0.5 per response
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
-
Name and Address of Reporting Person* Kwiat Moria 0001549907 (Last) (First) (Middle) 11 HAKFAR ST. (Street) KIRYAT ONO L3 55525 (City) (State) (Zip)
-
Issuer Name and Ticker or Trading Symbol PLURISTEM THERAPEUTICS INC [ PSTI ]
-
Date of Earliest Transaction (Month/Day/Year) 01/16/2014
-
If Amendment, Date of Original Filed (Month/Day/Year)
-
Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below)
-
Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person
Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- Title of Security (Instr. 3)
- Transaction Date (Month/Day/Year)
- Transaction Code (Instr. 8)
- Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)
- Amount of Securities Beneficiially Owned Following Reported Transaction(s) (Instr. 3 and 4)
- Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
- Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock 01/16/2014(1) S D $4.508 81,200 D
Common Stock 01/17/2014(1) S D $4.514 72,500 D
Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- Title of Derivative Security (Instr. 3)
- Conversion or Exercise Price of Derivative Security
- Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year)
- Transaction Code (Instr. 8)
- Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
- Date Exercisable and Expiration Date (Month/Day/Year)
- Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
- Price of Derivative Security (Instr. 5)
- Number of Derivative Securities Beneficiially Owned Following Reported Transaction(s) (Instr. 4)
- Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
- Nature of Indirect Beneficial Ownership (Instr. 4)
Explanation of Responses:
- The sales reported on this Form 4 were affected pursuant to automatic selling under Rule 10b5-1 trading plan adopted by the reporting person.
Remarks:
/s/ Moria Kwiat ** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.