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Pluri Inc. — Director's Dealing 2014
Jan 21, 2014
6990_rns_2014-01-21_f9fca965-9681-4097-a90c-0f7dd7a6ad5d.pdf
Director's Dealing
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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Name and Address of Reporting Person*
BEN-YORAM ISRAEL 0001320556
(Last) (First) (Middle)
24 BARKAN STREET
(Street)
RISHON LEZION L3 75436
(City) (State) (Zip) -
Issuer Name and Ticker or Trading Symbol
PLURISTEM THERAPEUTICS INC [ PSTI ] -
Date of Earliest Transaction (Month/Day/Year)
01/16/2014 -
If Amendment, Date of Original Filed (Month/Day/Year)
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Relationship of Reporting Person(s) to Issuer (Check all applicable)
X Director
10% Owner
Officer (give title below)
Other (specify below) -
Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- Title of Security (Instr. 3)
| Code | V | Amount (A or D) | Price |
|---|---|---|---|
| Common Stock | S | 10,725 | $4.507 |
| Common Stock | S | 24,900 | $4.514 |
Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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Title of Derivative Security (Instr. 3)
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Conversion or Exercise Price of Derivative Security
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Transaction Date (Month/Day/Year)
3A. Deemed Execution Date, if any (Month/Day/Year)
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Transaction Code (Instr. 8)
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Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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Date Exercisable and Expiration Date (Month/Day/Year)
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Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
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Price of Derivative Security (Instr. 5)
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Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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Nature of Indirect Beneficial Ownership (Instr. 4)
Explanation of Responses:
- The sales reported on this Form 4 were affected pursuant to automatic selling under Rule 10b5-1 trading plan adopted by the reporting person.
Remarks:
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.