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Pluri Inc. — Major Shareholding Notification 2024
Sep 30, 2024
6990_rns_2024-09-30_05d04ee0-30a2-4ad5-81f9-d797dc68b2c7.pdf
Major Shareholding Notification
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FORM 3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours 0.5
per response
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Liat Zalts |
2. Date of Event Requiring Statement (Month/Day/Year) |
3. Issuer Name and Ticker or Trading Symbol Pluri Inc. [ PLUR ] |
||||||
|---|---|---|---|---|---|---|---|---|
| (Last) BUILDING 5 |
(First) (Middle) C/O PLURI INC. MATAM ADVANCED TECH PARK |
09/30/2024 | Issuer X |
4. Relationship of Reporting Person(s) to (Check all applicable) Director 10% Owner Officer Other |
5. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing |
|||
| (Street) HAIFA L3 3508409 (City) (State) (Zip) |
(give title below) Chief Financial Officer |
(specify below) |
(Check Applicable Line) Form filed by One Reporting X Person Form filed by More than One Reporting Person |
| Table I – Non-Derivative Securities Beneficially Owned | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
||||
| Common Stock(1) | 21,250 | D |
| Table II – Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise |
5. Ownership Form: |
6. Nature of Indirect Beneficial Ownership (Instr. |
|||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Price of Derivative Security 5) |
Direct (D) or Indirect (I) (Instr. |
5) |
Explanation of Responses:
- Includes: (i) 4,686 RSUs remaining from a grant of 6,250 RSUs which were granted on January 18, 2024 and vest over three years as follows: 50% vest or vested, as the case may be on a quarterly basis during the first anniversary of the date of grant, 25% will vest on a quarterly basis during the second anniversary of the date of grant and the remaining 25% will vest on a quarterly basis during the third anniversary of the date of grant; and (ii) 15,000 RSUs which were granted on September 18, 2024 and vest over three years as follows: 50% will vest on a quarterly basis during the first anniversary of the date of grant, 25% will vest on a quarterly basis during the second anniversary of the date of grant and the remaining 25% will vest on a quarterly basis during the third anniversary of the date of grant.
Remarks:
/s/ Liat Zalts 09/30/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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