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Pluri Inc.

Major Shareholding Notification Jun 23, 2017

6990_rns_2017-06-23_1a86ec79-38d2-4c6d-8ccb-5ee4eef8eea4.pdf

Major Shareholding Notification

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Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287 Estimated average burden hours 0.5 per response

*
1.
Name
and
Address
of
Reporting
Person
Aberman
Zami
0001344740
and
2.
Issuer
Name
Ticker
or
Trading
Symbol
PLUR
ISTEM
THERAPEUTICS
INC
[
PSTI
]
5.
Relationship
of
Reporting
Person(s)
to
Issuer
(Check
all
applicable)
(Last) (First)
(Middle)
3.
Date
of
Earliest
Transaction
(Month/Day/Year)
06/21/2017
X
X
Director
Officer
(give
title
below)
10%
Owner
Other
(specify
below)
46
HATAPUZ
ST.
Co-CEO
&
Chairman
(Street) 4.
If
Amendment,
Date
of
Original
Filed
(Month/Day/Year)
6.
Individual
X
or
Joint/Group
Filing
(Check
Form
filed
by
One
Reporting
Person
Applicable
Line)
TEL
MOND
L3 40600 Form
filed
by
More
than
One
Reporting
Person
(City) (State) (Zip)
Table
I

Non-Derivative
Securities
Acquired,
Disposed
of,
or
Beneficially
Owned
1. Title of Security (Instr. 3) 2. Transaction Date
(Month/Day/Year)
2A. Deemed
Execution Date, if
3. Transaction
Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
6. Ownership Form:
Direct (D) or Indirect
7. Nature of
Indirect
any
(Month/Day/Year)
Code
V
Amount (A) or (D) Price Following Reported
Transaction(s) (Instr. 3
and 4)
(I) (Instr. 4) Beneficial
Ownership
(Instr. 4)
Common
Stock
(1)
06/21/2017
A 2,000,000 A \$0 4,318,298 D
Common
Stock
111,400 I By
Rose
Hitech
Ltd.
Table
II

Derivative
Securities
Acquired,
Disposed
of,
or
Beneficially
Owned
(e.g.,
puts,
calls,
warrants,
options,
convertible
securities)
1. Title of
Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date, if
any
(Month/Day/Year)
4. Transaction
Code (Instr. 8)
5. Number of
Derivative
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported
10.
Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Transaction(s)
(Instr. 4)

Explanation of Responses:

  1. The shares vest as follows: 12.5% on the 6 month anniversary of the date of grant and the remaining shares vest in 14 equal installments every 3 months thereafter.

Remarks:

/s/ Zami Aberman 06/23/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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