Major Shareholding Notification • Jun 23, 2017
Major Shareholding Notification
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Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Washington, D.C. 20549 Check this box if no longer subject to
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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| * 1. Name and Address of Reporting Person YANAY YAKY 0001402539 |
2. Issuer Name and Ticker or Trading Symbol PLUR ISTEM THERAPEUTICS INC [ PSTI ] |
5. (Check |
Relationship of Reporting Person(s) to Issuer all applicable) |
||||||
|---|---|---|---|---|---|---|---|---|---|
| (Last) 14 ARGAMAN |
(First) (Middle) ST. |
3. Date of Earliest Transaction (Month/Day/Year) 06/21/2017 |
X X |
Director Officer (give title below) Co-CEO & |
10% Owner Other (specify below) President |
||||
| (Street) SHIMSHIT |
L3 | 17906 | 4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual X |
or Joint/Group Filing (Check Form filed by One Reporting Form filed by More than One |
Applicable Line) Person Reporting Person |
|||
| (City) | (State) | (Zip) |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial |
|||||
| any (Month/Day/Year) |
Code V |
Amount (A) or (D) |
Price | Following Reported Transaction(s) (Instr. 3 |
(I) (Instr. 4) | Ownership (Instr. 4) |
||||||
| and 4) | ||||||||||||
| Common Stock |
(1) 06/21/2017 |
A | 2,000,000 | A | \$0 | 3,651,616 | D | |||||
| Common Stock |
66,499 | I | By Yaacov Yanay Management Ltd. |
| Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of 2. Derivative Conversion Date Security (Instr. 3) or Exercise Price of Derivative Security |
3. Transaction (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
Explanation of Responses:
/s/ Yaky Yanay 06/23/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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