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Pluri Inc. — Director's Dealing 2022
Dec 22, 2022
6990_dirs_2022-12-22_7383ad8d-cb37-406a-b363-441f9524b6f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pluri Inc. (PLUR)
CIK: 0001158780
Period of Report: 2022-12-22
Reporting Person: YANAY YAKY (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-22 | Common Shares | A | 334821 | — | Acquired | 1760125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-22 | Share Option (right to buy) | $1.12 | A | 334821 | Acquired | Common Shares (334821) | Direct | |
| 2022-12-22 | Share Option (right to buy) | $1.56 | A | 500000 | Acquired | Common Shares (500000) | Direct | |
| 2022-12-22 | Share Option (right to buy) | $2.08 | A | 500000 | Acquired | Common Shares (500000) | Direct | |
| 2022-12-22 | Share Option (right to buy) | $2.60 | A | 500000 | Acquired | Common Shares (500000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 6650 | Indirect |
Footnotes
F1: Represents common shares underlying Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common shares.
F2: The RSUs will vest ratably each month over a one-year period. The RSU was issued to the Reporting Person in lieu of his annual salary of $375,000 in the aggregate.
F3: The Share Options will vest ratably each month over a one year period and was issued to the Reporting Person in lieu of his annual salary of $375,000 in the aggregate.
F4: The Share Options will be issued on January 1, 2023 and will vest as follows: 250,000 of the shares vest on June 30, 2023 and 250,000 of the shares vest on December 31, 2023.
F5: The Share Options will expire three years from the later of three years from the last vesting date or the date upon which the Issuer increases its authorized share capital.