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Pluri Inc. — Director's Dealing 2021
Jan 7, 2021
6990_rns_2021-01-06_d9f127b9-0bf0-444d-8cbb-4b156699629a.pdf
Director's Dealing
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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| O M B A P P R O V A L |
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| OM B N ber um : |
323 5-0 287 |
| Est ima ted av era ge bur den ho urs per res pon se |
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2. Iss r N nd Ti cke r T rad ing Sy mb ol ue am e a r o P L U R I S T E M T H E R A P E U T I C S I N C. [ P S T I ] |
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| M A T A M P A |
R K, B U I L D I N G # 5 |
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2. T tio ran sac n Da te ( Mo nth /Da /Ye ar) y |
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3. Tra nsa Co de ( 8) |
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4. S riti Ac ecu es Of ( D) ( Ins tr. 3, 4 a |
( A) ired qu or nd 5) |
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d ne of 6. O 5. A unt hip mo wn ers Se itie s B fic iall Fo : D irec t ( D) cur ene y rm Ow ned Fo llow ing Ind ire ct ( I) or Re rte d ( Ins tr. 4) po Tra ctio n(s ) ( Ins tr. nsa 3 a nd 4) ce |
of 7. N atu re Ind ire ct Be nef icia l Ow sh ip ner |
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| Ta b le I I – De iva ive Se i ies Ac ire d, D isp d f, Be f ic ia l ly Ow d t t r cu r q os e o or ne ne u ( ts l ls, ts t io t i b le i t ies ) e. g. p u ca w ar ra n op ns co nv er se cu r , , , , |
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| 1. T itle of De riva tive Se ity cur ( Ins tr. 3) |
2. Co rsio nve n Exe rcis or e of Pri ce De riva tive Se ity cur |
3. T tio ran sac n Da te ( Mo nth /Da /Ye ar) y |
3A . D ed eem Exe cut ion Da te, if a ny ( /Da /Ye ar) Mo nth y |
4. Tra ctio nsa n Co de ( Ins tr. 8) |
5. N ber um of De riva tive Se itie cur s d ( A) Ac ire qu Dis ed or pos of ( D) ( Ins tr. 3, 4 and 5) |
6. D ate Ex isa ble d erc an Ex irat ion Da te p ( Mo nth /Da /Ye ar) y |
7. T itle d A unt of an mo Se itie s U nde rly ing cur De riva tive Se ity ( Ins 3 a nd tr. cur 4) |
8. P rice of De riva tive Se ity cur ( 5) Ins tr. |
9. N ber of um De riva tive Se itie cur s nef Be icia lly Ow ned Fo llow ing Re rte d po Tra ctio n(s ) nsa |
10. Ow sh ip ner Fo rm : ( D) Dir ect Ind ire ct or ( I) ( Ins tr. 4) |
11. Na tur e of Ind irec t Be nef icia l Ow sh ip ner ( Ins tr. 4) |
| Am nt o ou r |
( Ins tr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|
| Co de |
V | ( A) |
( D) |
Da te Exe rcis ab le |
Ex irat ion p Da te |
Tit le |
Nu mb of er Sh are s |
Explanation of Responses:
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Each RSU represents a contingent right to receive one share of the Issuer's common stock.
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The shares vest over four years as follows: 12.5% shall vest on the 6 month anniversary of the date of grant and the remaining shares vest in 14 equal installments every 3 months thereafter. Remarks:
/s/ Maital Shemesh-Rasmussen January 6, 2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.