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Pluri Inc. — Director's Dealing 2020
Sep 10, 2020
6990_dirs_2020-09-10_578933b5-d2e8-40ac-a3ba-9a0ba3ceddcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLURISTEM THERAPEUTICS INC (PSTI)
CIK: 0001158780
Period of Report: 2020-09-10
Reporting Person: Aberman Zami (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-10 | Restricted Stock Units | A | 500000 | — | Acquired | 993973 | Direct |
| 2020-09-10 | Restricted Stock Units | A | 500000 | — | Acquired | 1493973 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11140 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: The shares vest over four years as follows: 12.5% shall vest on the 6 month anniversary of the date of grant and the remaining shares vest in 14 equal installments every 3 months thereafter.
F3: The shares vest in full upon milestone achievement of increasing market capitalization of the Issuer's common stock on the Nasdaq Capital Market to $550 million within no more than 3 years from the date of grant.
F4: Such number of shares of common stock have been adjusted to reflect the reverse stock split that occurred on July 25, 2019.