Director's Dealing • Apr 9, 2019
Director's Dealing
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Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Aberman Zami 0001344740 |
2. Issuer Name and Ticker or Trading Symbol PLURISTEM THERAPEUTICS INC [ PSTI ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| (Last) | (First) MATAM PARK, BUILDING #5 |
(Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 04/08/2019 |
X Director 10% Owner Officer (give title Other (specify X below) below) Co-CEO & Chairman |
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| (Street) HAIFA L3 (City) (State) |
3508409 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||
| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||
| Common Stock | 04/08/2019 | P | 71,429 | A | \$0.7(1) | 4,939,727 | D | ||||||
| Common Stock | 111,400 | I | By Rose Hitech Ltd. |
The common stock and common stock warrant were acquired in the issuer's public underwritten offering of units, in which each unit consisted of one share of common stock and an accompanying common stock warrant to purchase one share of common stock, at a price of \$0.70 per unit. The price paid per unit is reflected in Table I.
The common stock warrants were exercisable immediately upon their issuance.
Remarks:
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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