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Pluri Inc. — Director's Dealing 2017
Jun 23, 2017
6990_rns_2017-06-23_1a86ec79-38d2-4c6d-8ccb-5ee4eef8eea4.pdf
Director's Dealing
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Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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| * 1. Name and Address of Reporting Person Aberman Zami 0001344740 |
and 2. Issuer Name Ticker or Trading Symbol PLUR ISTEM THERAPEUTICS INC [ PSTI ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|
| (Last) | (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 06/21/2017 |
X X |
Director Officer (give title below) |
10% Owner Other (specify below) |
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| 46 HATAPUZ ST. |
Co-CEO & Chairman |
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| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual X |
or Joint/Group Filing (Check Form filed by One Reporting Person |
Applicable Line) |
||||
| TEL MOND |
L3 | 40600 | Form filed by More than One |
Reporting Person |
||||
| (City) | (State) | (Zip) |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect |
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| any (Month/Day/Year) |
Code V |
Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
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| Common Stock |
(1) 06/21/2017 |
A | 2,000,000 | A | \$0 | 4,318,298 | D | |||||
| Common Stock |
111,400 | I | By Rose Hitech Ltd. |
| Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Transaction(s) (Instr. 4) |
Explanation of Responses:
- The shares vest as follows: 12.5% on the 6 month anniversary of the date of grant and the remaining shares vest in 14 equal installments every 3 months thereafter.
Remarks:
/s/ Zami Aberman 06/23/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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