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Pluri Inc. — Director's Dealing 2014
Mar 5, 2014
6990_rns_2014-03-05_4e08325c-935d-47ff-925f-7f473c761640.pdf
Director's Dealing
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FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
☐ Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Expires: | December 31, 2014 |
| Estimated average burden hours per response | 0.5 |
| 1. Name and Address of Reporting Person* GERMAIN MARK 0001195498 | |
| --- | --- |
| (Last) | (First) |
| 133 CLINTON STREET | |
| (Street) | |
| BROOKLYN | NY 11201 |
| (City) | (State) |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |
| --- | --- |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
| Common Stock | 03/04/2014 |
| Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |
| --- | --- |
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security |
Explanation of Responses:
Remarks:
/s/ Mark Germain
** Signature of Reporting Person
03/05/2014
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.