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Pluri Inc. — Director's Dealing 2013
Mar 25, 2013
6990_rns_2013-03-25_7e179eb9-e8c4-4af4-a849-bfb829739851.pdf
Director's Dealing
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FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549
OMB Number: 3235-0287 Expires: December 31, 2014 Estimated average burden hours 0.5 per response
Check this box if no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP subject to Section 16. Form 4 or Form 5 obligations may continue. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, See Instruction 1(b). Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| per | esponse | esponse | esponse | |
|---|---|---|---|---|
| Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of thCompany Act of 1940_See_Instruction 1(b). | Investment | |||
| Issuer | ||||
| 1 N d Add f Ri P*2. Issuer NameandTicker or Trading Symbol | 5. Relationship of | Reporting Person(s) to | Issuer | |
| . ame an ress o eportng erson PLURISTEM THERAPEUTICS INC [ PSTI ] | (Check all ali | able) | ||
| BEN-YORAM ISRAEL 0001320556 | pp | |||
| XDirector | 10 | Owner | ||
| Officer (g | ive titleOth | er (specify | ||
| (Last)(First)(Middle)3. Date of Earliest Transaction (Month/Day/Year) | below) | bel | ow) | |
| 03/21/2013 | ||||
| 24 BARKAN STREET | ||||
| (Street) | ||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joi | nt/Group Filing (Check | Applicable | |
| RISHONL375436 | Line) | |||
| LEZION | XForm file | d by One Reporting Pe | rson | |
| Form file | by More than One R | porting Person | ||
| (City)(State)(Zip) | ||||
| Table I – Non-Derivative Securities Acquired, Disposed of, or Be | neficially Owne | d | ||
| 1 Til f2 Ti D2A D EiTi4 ii Ai AA f | ii | hi F | f Ii | |
| . te oSecurity (Instr. ransacton ate(Month/Day/Year). eemed xecutonDate if any3. ransactonCode (Instr 8). Securtes cqured () orDisposed Of (D) (Instr 3 4 and 5)5. mount oBeneficially | Securteswned Following D | . Ownersp orm:irect (D) or Indirect7.Be | ature o ndrectneficial | |
| .3),(Month/Day/Year).. , Reported Tra | nsaction(s) (Instr. 3 (I | ) (Instr. 4) Ow | nership (Instr. 4) | |
| and 4)CodeVAmount(A) orPrice | ||||
| (D) | ||||
| Common | ||||
| Stock03/21/2013M27,500A$0.623 | 0,208 | D | ||
| Table II – Derivative Securities Acquired Disposed of or Bene | ficially Owned | |||
| , ,(e uts calls warrants otions convertible secur | ities) | |||
| .g., p, , , p, | ||||
| 1. Title of2.3. Transaction3A. Deemed4.5. Number of6. Date Exercisable and7. Title an | d Amount of8. Price | 9. Number10. | 11. Nature | |
| Derivative Conversion DateExecution Date, ifTransaction Derivative Expiration DateSecurities | Underlying of | of Owne | rship of Indirect | |
| Security(Instr 3)or ExercisePrice of(Month/Day/Year)any(Month/Day/Year)Code (Instr.8)SecuritiesAcquired (A) or(Month/Day/Year)Derivative(Instr 3 an | Securityd 4)DerivatSecurit | ive DerivativeSecuritiesForm:Direct | (D)BeneficialOwnership | |
| . Derivative Disposed of (D). | (Instr. 5 | ) Beneficially or Indi | rect(Instr. 4) | |
| Security (Instr. 3, 4 | Owned (I) (Ins | tr. | ||
| and 5) | Following 4) | |||
| Amount | ReportedTransaction | |||
| or | (s) (Instr. 4) | |||
| CdVADDateEiblExpirationDTil | Numberf Sh | |||
| oe()()xercsaeatete | o ares | |||
| Stock | ||||
| option Commo | n | |||
| (riht$0.6203/21/2013M27,500 (1)10/30/2018 Stock | 27,500$0 | 0D | ||
| gb | ||||
| to uy) | ||||
| Explanation of Responses: | ||||
| . The options vested as follows: 25% on 4/30/2009 and the remaining options vested monthly, in equal instal | ments over 18 mo | nths until 10/30/20 | 0. | |
| Remarks: | ||||
| /s/ Israel Ben-Yoram | 03/25/2013 | |||
| ** Sinature of Reortin Perso | Date | |||
| g pg | ||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||||
| If the form is filed by more than one reporting person,_see_Instruction 4(b)(v). | entl valid OMB Nu | ber | ||
| * Intentional misstatements or omissions of facts constitute Federal Criminal Violations_See_18 U.S.C. 1001 and 15 U.S.C. 7Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,_see_Instruction 6 for proceersons who resond to the collection of information contained in this form are not reuired to resond unless the | 8ff(a).dure.orm dislas a cur |
Explanation of Responses:
- The options vested as follows: 25% on 4/30/2009 and the remaining options vested monthly, in equal installments over 18 months until 10/30/2010. Remarks:
/s/ Israel Ben-Yoram
** Signature of Reporting Person
03/25/2013
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.