Pluri Inc.

Declaration of Voting Results & Voting Rights Announcements • Jun 2, 2021

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): June 2, 2021 (June 2, 2021)

PLURISTEM THERAPEUTICS INC.

(Exact Name of Registrant as Specified in Its Charter)

Nevada 001-31392 98-0351734

(State or Other Jurisdiction of Incorporation)

(Commission File Number) (IRS Employer

Identification No.)

MATAM Advanced Technology Park

Building No. 5

(Address of Principal Executive Offices) (Zip Code)

Haifa, Israel 3508409

011 972 74 710 7171

(Registrant's telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value \$0.00001 per share	PSTI	The Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 1, 2021, Pluristem Therapeutics Inc., or the Company, held its 2021 Annual Meeting of Stockholders, or the 2021 Annual Meeting. The results of stockholder voting at the 2021 Annual Meeting are set forth below:

Proposal No. 1 — Election of Directors

The stockholders elected the following individuals as directors of the Company to hold office until the next annual meeting of shareholders and until their successors shall have been duly elected and qualified.

		Against	Abstain	Broker Non Votes
Director Name	For
Zami Aberman	9,921,167	173,259	10,617	5,220,994
Mark Germain	5,755,350	4,338,868	10,825	5,220,994
Moria Kwiat	6,001,421	4,093,061	10,561	5,220,994
Maital Shemesh-Rasmussen	9,988,263	104,990	11,794	5,220,990
Rami Levi	9,905,005	189,258	10,788	5,220,985
Doron Shorrer	5,717,794	4,376,450	10,795	5,220,998
Yaky Yanay	9,918,727	175,815	10,501	5,220,994

Proposal No. 2 — Ratification of the selection of Kesselman & Kesselman, Certified Public Accountants (Isr.), a member firm of PricewaterhouseCoopers International Limited, as independent registered public accounting firm of the Company for the fiscal year ending June 30, 2021.

For	Against	Abstain	Broker Non-Votes
15,115,914	193,797	16,326	N/A

Proposal No. 3 —Approval, by a nonbinding advisory vote, of the compensation of the Company's named executive officers.

For	Against	Abstain	Broker Non-Votes
8,961,227	1,111,925	31,891	5,220,994

The results reported above are final voting results.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PLURISTEM THERAPEUTICS INC.

Date: June 2, 2021 By: /s/ Chen Franco-Yehuda Name: Chen Franco-Yehuda Title: Chief Financial Officer

2