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PLUG POWER INC — Director's Dealing 2023
Aug 2, 2023
31473_dirs_2023-08-02_b5e05f4a-04e3-4632-b158-9bb455fe49fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2023-07-31
Reporting Person: Hull Martin Daniel (Corporate Controller and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-31 | Common Stock | A | 35000 | — | Acquired | 219397 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-31 | Stock Option (Right to Buy) | $13.12 | A | 35000 | Acquired | 2033-07-31 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30302 | Indirect |
Footnotes
F1: Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended. The restricted stock vests in three substantially equal installments beginning on the first anniversary of the grant date.
F2: The Reporting Person holds 30,302 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of July 31, 2023.
F3: Awarded pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended.
F4: This option shall vest in three substantially equal installments beginning on the first anniversary of the grant date.