PLUG POWER INC — Director's Dealing 2023

Sep 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2023-09-15

Reporting Person: Schmid Keith (GM New Mkts & Pres New Prd Dv)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-15	Common Stock	M	100000	$0.57	Acquired	517971	Direct
2023-09-15	Common Stock	F	13139	$8.52	Disposed	504832	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-15	Stock Option (right to buy)	$0.57	M	100000	Disposed	2023-10-23	Common Stock (100000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	46153	Indirect

Footnotes

F1: Represents shares tendered to the Issuer as payment of the exercise price of stock options and tax liability, based on the closing price of the Issuer's common stock on September 15, 2023 of $8.52 per share.

F2: Reporting Person holds 46,153 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 20, 2023.

F3: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.