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PLUG POWER INC — Director's Dealing 2021
Jan 11, 2021
31473_dirs_2021-01-11_c9ef54c0-fd75-471d-8adc-6ef3a099533c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2021-01-08
Reporting Person: MCNAMEE GEORGE C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-08 | Common Stock | M | 10000 | $1.76 | Acquired | 899390 | Direct |
| 2021-01-08 | Common Stock | S | 10000 | $52.07 | Disposed | 889390 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-08 | Stock Option (Right to Buy) | $1.76 | M | 10000 | Disposed | 2026-05-18 | Common Stock (10000) | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.
F2: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.
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