PLUG POWER INC — Director's Dealing 2021

Jan 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2021-01-08

Reporting Person: Conway Gerard L JR (Gen Counsel, Corp Sec, Sr VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-08	Common Stock	M	33333	$2.62	Acquired	218852	Direct
2021-01-08	Common Stock	S	33333	$52.07	Disposed	185519	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-08	Stock Option (Right to Buy)	$2.62	M	33333	Disposed	2029-08-19	Common Stock (33333)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020.

F2: 33,333 options vested on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022.