PLUG POWER INC — Director's Dealing 2021

Jan 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2021-01-12

Reporting Person: MCNAMEE GEORGE C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-12	Common Stock	M	10000	$1.76	Acquired	899390	Direct
2021-01-12	Common Stock	S	10000	$62.40	Disposed	889390	Direct
2021-01-13	Common Stock	M	10000	$2.13	Acquired	899390	Direct
2021-01-13	Common Stock	S	10000	$70.45	Disposed	889390	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-12	Stock Option (Right to Buy)	$1.76	M	10000	Disposed	2026-05-18	Common Stock (10000)	Direct
2021-01-13	Stock Option (Right to Buy)	$2.13	M	10000	Disposed	2027-06-28	Common Stock (10000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.

F2: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.