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PLUG POWER INC — Director's Dealing 2021
May 13, 2021
31473_dirs_2021-05-13_2c24aab7-2558-482a-9eac-5e8af9c8a79a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-07-01
Reporting Person: Schneider Lucas P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-01 | Common Stock | S | 3500 | $8.9644 | Disposed | 126810 | Direct |
| 2020-10-01 | Common Stock | S | 3500 | $13.8272 | Disposed | 123729 | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.66 to $9.165, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.58 to $13.985, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: Represents the number of shares held by the Reporting Person as of each Transaction Date. As of the date hereof, the Reporting Person beneficially owns 120,395 shares of the Issuer's common stock.