PLUG POWER INC — Director's Dealing 2021

Aug 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2021-08-16

Reporting Person: MCNAMEE GEORGE C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-16	Common Stock	A	4482	—	Acquired	604800	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-16	Stock Option (Right to Buy)	$25.10	A	4482	Acquired	2031-08-16	Common Stock (4482)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	300000	Indirect

Footnotes

F1: Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.

F2: Shares held by The McNamee Family Irrevocable Trust of 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.

F4: The options shall vest (100%) on the first anniversary of the grant date.