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PLUG POWER INC Director's Dealing 2021

Aug 31, 2021

31473_dirs_2021-08-31_481be518-583f-40b3-ba28-42cde892e00e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2021-08-28

Reporting Person: Conway Gerard L JR (Gen. Coun, Corp Sec., Sr. VP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-28 Common Stock M 66667 Acquired 287538 Direct
2021-08-28 Common Stock F 34087 $26.60 Disposed 253451 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-28 Restricted Stock Unit $ M 66667 Disposed Common Stock (66667) Direct

Footnotes

F1: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

F3: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.