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PLUG POWER INC — Director's Dealing 2021
Dec 28, 2021
31473_dirs_2021-12-28_36e91ef4-2b2a-4cdf-81ef-326880522cce.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2021-09-22
Reporting Person: Hoefelmann Dirk Ole (GM, Electrolyzer Solutions)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 250000 | Direct |
| Common Stock | 269 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $43.81 | 2031-03-03 | Common Stock (250000) | Direct |
Footnotes
F1: Consists of a restricted stock award made pursuant to Plug Power's 2011 Stock Option and Incentive Plan (the "2011 Plan"). The restricted stock vests in three substantially equal installments, with the first installment vesting on March 3, 2022.
F2: The reporting person holds 269 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of December 6, 2021.
F3: Awarded pursuant to the 2011 Plan. This option shall vest and become exercisable in three substantially equal annual installments, with the first installment vesting on March 3, 2022.