PLUG POWER INC — Director's Dealing 2020

Jan 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-01-06

Reporting Person: Conway Gerard L JR (Gen.Counsel, Corp. Sec.,Sr. VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-06	Plug Power Common Stock	M	100000	$1.72	Acquired	146295	Direct
2020-01-06	Plug Power Common Stock	S	100000	$3.50	Disposed	46295	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-06	Stock Option (right to buy)	$1.72	M	100000	Disposed	2026-08-09	Common Stock (100000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2: 150,000 options were granted on August 9, 2016 and vested as follows: 50,000 options vested on August 9, 2017, 50,000 options vested on August 9, 2018 and 50,000 options vested on August 9, 2019.