PLUG POWER INC — Director's Dealing 2020

Feb 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-02-18

Reporting Person: Schmid Keith (COO & Sr. VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-18	Plug Power Common Stock	M	50000	$0.57	Acquired	119020	Direct
2020-02-18	Plug Power Common Stock	S	50000	$5.00	Disposed	69020	Direct
2020-02-20	Plug Power Common Stock	M	50000	$0.57	Acquired	119020	Direct
2020-02-20	Plug Power Common Stock	S	50000	$6.00	Disposed	69020	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-18	Stock Option (right to buy)	$0.57	M	50000	Disposed	2023-10-23	Common Stock (50000)	Direct
2020-02-20	Stock Option (right to buy)	$0.57	M	50000	Disposed	2023-10-23	Common Stock (50000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.