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PLUG POWER INC Director's Dealing 2020

Jun 9, 2020

31473_dirs_2020-06-09_2d7ced7d-8eb0-42b1-a5be-85a139435ff3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-06-05

Reporting Person: WILLIS GARY K (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-05 Plug Power Common Stock A 12807 $0.00 Acquired 409215 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-05 Stock Option (right to buy) $4.88 A 12807 Acquired 2030-06-05 Common Stock (12807) Direct

Footnotes

F1: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

F2: The options vest (100%) on the first anniversary of the grant date .