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PLUG POWER INC — Director's Dealing 2020
Jun 9, 2020
31473_dirs_2020-06-09_2d7ced7d-8eb0-42b1-a5be-85a139435ff3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-06-05
Reporting Person: WILLIS GARY K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-05 | Plug Power Common Stock | A | 12807 | $0.00 | Acquired | 409215 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-05 | Stock Option (right to buy) | $4.88 | A | 12807 | Acquired | 2030-06-05 | Common Stock (12807) | Direct |
Footnotes
F1: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.
F2: The options vest (100%) on the first anniversary of the grant date .
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