PLUG POWER INC — Director's Dealing 2020

Jul 1, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-06-29

Reporting Person: Conway Gerard L JR (Gen. Counsel, Corp Sec, Sr VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-29	Plug Power Common Stock	M	41000	$6.10	Acquired	51519	Direct
2020-06-29	Plug Power Common Stock	M	250000	$5.39	Acquired	301519	Direct
2020-06-29	Plug Power Common Stock	S	291000	$7.9445	Disposed	10519	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-29	Stock Option (right to buy)	$6.10	M	41000	Disposed	2021-04-13	Common Stock (41000)	Direct
2020-06-29	Stock Option (right to buy)	$5.39	M	250000	Disposed	2024-07-24	Common Stock (250000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: This option was previously reported as covering 410,000 shares at an exercise price of $0.61 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011.

F4: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.