PLUG POWER INC — Director's Dealing 2020

Jul 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-07-06

Reporting Person: Hull Martin Daniel (Corporate Controller and CAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-06	Plug Power Common Stock	M	66667	$2.14	Acquired	75503	Direct
2020-07-06	Plug Power Common Stock	S	66667	$10	Disposed	8836	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-06	Stock Option (Right to Buy)	$2.14	M	66667	Disposed	2027-08-31	Common Stock (66667)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020.

F2: 33,334 options vested on August 31, 2018, 33,333 options vested on August 31, 2019 and 33,333 options vest on August 31, 2020.