PLUG POWER INC — Director's Dealing 2020

Jul 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-07-06

Reporting Person: MIDDLETON PAUL B (CFO & Senior VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-06	Plug Power Common Stock	M	250000	$3.54	Acquired	318983	Direct
2020-07-06	Plug Power Common Stock	S	250000	$10	Disposed	68983	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-06	Stock Option (Right to Buy)	$3.54	M	250000	Acquired	2024-12-01	Common Stock (250000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.

F2: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.